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What is Trapeze Asset Management Settlement Details about?

- Toronto-based investment firm Trapeze Asset Management and its co-founders Herbert and Randall Abramson settled claims with the Ontario Securities Commission for $1.25 million for failing to properly assess investment risks and ensure investments were suitable for clients between 2006-2010. - Under the settlement terms, Trapeze and the Abramsons will pay $1 million and hire an expert to review their practices and ensure compliance with know-your-client and suitability obligations. - Trapeze Asset Manageme

Author

greatinvestors

Language

EN