About this document
Insider Trading Code Compliance Guidelines by lalit is a document available to read on EtoBox.
The document outlines regulations requiring various entities, including listed companies and their intermediaries, to establish a code of conduct for handling unpublished price sensitive information. It mandates the designation of a compliance officer to oversee adherence to these regulations and specifies the identification of designated persons based on their access to sensitive information. Additionally, it emphasizes the need for internal controls to prevent insider trading within these organizations.
- Author
- lalit
- Language
- EN