Can I read SEC Adopts Amendments To Reg S-P on EtoBox?
SEC Adopts Amendments To Reg S-P by trship is a document available to read on EtoBox.
What is SEC Adopts Amendments To Reg S-P about?
On May 16, 2024, the SEC adopted amendments to Regulation S-P requiring covered institutions, including registered investment advisers and broker-dealers, to implement incident response programs for unauthorized access to customer data. The amendments mandate customer notifications for incidents that could cause substantial harm or inconvenience, while expanding the definition of
- Author
- trship
- Language
- EN