About this document
RL by Pravin Singh is a document available to read on EtoBox.
The document outlines a firm restricted list dated May 13, 2026, detailing full restrictions on certain companies, allowing only unsolicited agency trades. It also specifies research restrictions for a number of companies and employee restrictions for specific JM Financial entities. Proprietary trading restrictions are similarly applied to the same JM Financial entities listed under employee restrictions.
- Author
- Pravin Singh
- Language
- EN