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What is Paper 2: Securities Regulation Syllabus about?

This document outlines the syllabus for the Licensing Examination for Securities and Futures Paper 2 Regulation of Securities. It covers 7 main topics: 1) Regulatory Framework, 2) Requirements of relevant subsidiary legislation, 3) Management and supervision of securities business, 4) Dealing in securities traded on the SEHK, 5) Other securities activities, 6) Exchange traded options and over-the-counter derivatives, and 7) Market misconduct and improper trading practices. Each topic covers various sub-sect

Author

hokalia

Language

EN