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EY client-serving professionals and their immediate family members must comply with the Firm’s Independence Policy, using the External Independence System Security Search to determine the permissibility of financial relationships. Investment Advisors and Money Managers also utilize this system to ensure compliance, while certain EY professionals are required to report security holdings within 10 days of purchase. Various restriction indicators are provided to guide users on the status of securities, and ass

Author

sumans699

Language

EN