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Minimum Standards For Code of Conduct by Shashank Khandelwal is a document available to read on EtoBox.
What is Minimum Standards For Code of Conduct about?
Schedule B outlines minimum standards for regulating trading by designated persons, including compliance officer responsibilities, handling of UPSI, and trading window mechanisms. It specifies trading restrictions, pre-clearance requirements, and penalties for violations, including potential imprisonment and fines. The document also emphasizes the importance of internal controls, monitoring, and disclosure obligations to ensure compliance with SEBI regulations.
- Author
- Shashank Khandelwal
- Language
- EN