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The Importance of Succession Planning for Small Financial Firms In the world of financial services, the unexpected loss of a sole shareholder can result in significant operational disruptions, regulatory challenges, and compliance risks. For regulated firms accepting client money, this scenario can jeopardize business continuity and client trust. In this article, I explore: Why succession planning is critical for small financial services firms. The AML and compliance risks arising from the deat

Author

dilipactivity

Language

EN