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Can I read The US Private Equity Fund Compliance Companion : Operational Guidance and Regulatory Advice for Chief Compliance Officers on EtoBox?
The US Private Equity Fund Compliance Companion : Operational Guidance and Regulatory Advice for Chief Compliance Officers by Fiduciary Compliance Associates LLC Charles Lerner is a nonfiction available to read on EtoBox.
What is The US Private Equity Fund Compliance Companion : Operational Guidance and Regulatory Advice for Chief Compliance Officers about?
The passing of the Dodd-Frank Wall Street Reform and Consumer Protection Act in 2010 requires US advisers to private funds with at least $150 million in assets under management to register with the US Securities and Exchange Commission (SEC). Real estate funds are not exempt from registration - for private real estate advisers, the key question whether to register depends on if the funds contain securities. The US Private Real Estate Fund Compliance Guide, is a detailed source of practical and insightful advice on SEC registration and compliance for private real estate fund managers who are registering for the first time, newly registered investment advisers or experienced advisers who are seeking guidance on the latest regulatory reforms and changes. Edited by Charles Lerner of Fiduciary Compliance Associates, this publication addresses in detail key compliance areas including the registration process, marketing, custody, anti-corruption, setting up a compliance program, managing conflicts of interest, books and records, valuation and pricing, and advisory boards. Contributors include Charles Lerner of Fiduciary Compliance Associates, with chapters written by: - Beacon Capital Par
Who reads The US Private Equity Fund Compliance Companion : Operational Guidance and Regulatory Advice for Chief Compliance Officers?
It is typically read by self-directed learners exploring a subject in depth.
Common subject areas: history, science, philosophy, social sciences.
- Author
- Fiduciary Compliance Associates LLC Charles Lerner
- Publisher
- PEI Media Ltd
- Published
- 2010
- Language
- EN
- ISBN
- 9781904696834
- Category
- nonfiction
- Subjects
- Law, Business, Professional Finance
- Rating
- 4 / 5 (2 ratings)
- Updated
- 2026-03-14
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