About this document
Overview of Securities Regulation Law by Swapan Kumar Saha is a document available to read on EtoBox.
The document outlines the regulations established by the Securities and Exchange Commission (SEC) for the securities industry, including the definitions of securities, registration requirements under the Securities Act of 1933, and the Securities Exchange Act of 1934. It details the types of securities, exemptions from registration, public offerings, disclosure requirements, and liabilities for violations. Additionally, it discusses insider trading laws, including the responsibilities of corporate insiders
- Author
- Swapan Kumar Saha
- Language
- EN