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What is SEC Subpoena Enforcement Appeal Ruling about?

The SEC issued subpoenas to appellants as part of an investigation into possible market manipulation. Appellants opposed enforcement, claiming religious harassment by the SEC investigator. The district court granted enforcement without an evidentiary hearing, finding the opposition frivolous and intended only for delay. On appeal, the court affirmed, noting that the SEC has broad authority to investigate, appellants did not contest the statutory requirements for subpoenas were met, and appellants failed to

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Scribd Government Docs

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EN