About this document
Forensic Report on Insider Trading by Shrujan S S is a document available to read on EtoBox.
The forensic accounting report investigates insider trading activities within the Dealing Room of XYZ AMC, revealing that a Fund Manager was regularly disclosing trade information to an external contact. Evidence collected indicates that the Fund Manager executed trades based on non-public information shared during calls, leading to significant regulatory implications. Recommendations for improving controls and preventing insider trading include defining employee dealing codes, enhancing dealing room securi
- Author
- Shrujan S S
- Language
- EN