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Can I read Market Conduct Regulations for Intermediaries on EtoBox?
Market Conduct Regulations for Intermediaries by Mchizzi is a document available to read on EtoBox.
What is Market Conduct Regulations for Intermediaries about?
The document outlines regulations for market intermediaries in Kenya regarding their conduct of business. It establishes standards for integrity, suitability of advice, disclosure of fees and risks, handling conflicts of interest, and proper cessation of business. Market intermediaries must act with care, get to know clients, provide fair and clear communications, and avoid misleading clients or promising returns that are not guaranteed.
- Author
- Mchizzi
- Language
- EN