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The RIA's Compliance Solution Book (Answers for the Critical Questions) by Demby, Elayne Robertson is a scholarly article available to read on EtoBox.

What is The RIA's Compliance Solution Book (Answers for the Critical Questions) about?

"A handbook for registered investment advisers that not only explains how regulations affect their firms, but also provides step by step directions on what they need to do to comply with them"--Provided by publisher

Author

Demby, Elayne Robertson

Publisher

John Wiley & Sons, Incorporated

Published

2012

Language

EN

ISBN

9780470883051