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What is SEC v. Alan F. Hughes, Inc. Appeal Summary about?
This document is a summary of a 1972 court case regarding the appointment of a trustee to oversee the liquidation of a brokerage firm, Alan F. Hughes, Inc., under the Securities Investor Protection Act of 1970. The SEC had previously found numerous violations by Hughes, Inc. and its president Alan Hughes. A receiver was initially appointed but later replaced by a trustee appointed under the 1970 Act. The appellants argued they were denied due process since SIPC did not provide notice and a hearing before de
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- Scribd Government Docs
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- EN