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What is Solomon v. USA: SEC Testimony Appeal about?
This document is a court case summary from the United States Court of Appeals for the Second Circuit regarding the criminal conviction of Alan C. Solomon. Solomon was a former officer and director of Weis Securities, Inc., a brokerage firm that was a member of the New York Stock Exchange (NYSE). During an NYSE investigation into financial irregularities at Weis, Solomon testified and made self-incriminating admissions. His testimony was later used against him in a criminal case, and he argues on appeal that
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