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What is Securities Regulation Code Overview about?

This document provides an overview of securities regulation in the Philippines. It defines key terms related to the issuance and trading of securities, such as issuer, broker, dealer, and underwriter. It also describes the primary and secondary securities markets and over-the-counter transactions. The Securities Regulation Code aims to protect investors, ensure disclosure, and promote fair securities markets. The Code achieves its aims through registration requirements, prohibitions on fraud and manipulatio

Author

Irene Castro

Language

EN