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What is HSBC Fined $4.2M for Disclosure Violations about?

The Securities and Futures Commission (SFC) has fined HSBC $4.2 million for failing to properly disclose its investment banking relationships in research reports from 2013 to 2021, violating the Securities and Futures Ordinance. An investigation revealed 7,705 instances of omission or incorrect disclosure affecting 4,252 reports due to deficiencies in data recording and mapping. The SFC concluded that HSBC

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kanon1523

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