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What is Regulation of Financial Advisers Explained about?
The chapter discusses the complexities individuals face when accessing financial products and the role of financial advisers, who may be affiliated with product originators or operate independently. It highlights the regulatory challenges in ensuring that advisers act in the best interests of investors, particularly in light of information asymmetries and potential conflicts of interest. The chapter also examines various regulatory strategies aimed at protecting consumers, including conduct regulation, disc
- Author
- Radmehr Khosrokhavar
- Language
- EN